Building the compliance team

Most of the focus of a compliance team is on the business and how it delivers the right results. A new requirement comes from the FCA and all attention is on the changes needed with the policies, procedures and controls together with how to ensure the changes really take effect. Almost always this will include training for the first line.

But too often we don’t get the time to consider how to build the capability in the compliance team itself.

In this talk, Steve Brett from E3 will look at why we should take some time to look at ourselves and some strategies to ensure that we build the compliance function and, more importantly, the skills of the people in the team.